This article describes how conflicts of interests in the provision of investment services are regulated under Italian law. The Markets in Financial Instruments Directive has been implemented in Italy in November 2007 and required the Italian legislators to amend the 1998 Financial Markets Consolidated Act (TUF). In particular, the present article focuses on the innovative means that were introduced by the Italian legislator for the purpose of both preventing and managing conflicts of interest.
Lener, R. (2007). Conflicts of Interests Involving Asset Managers Under Italian Law in Light of the MiFID. JOURNAL OF INTERNATIONAL BANKING LAW, 22(8), 426.
Conflicts of Interests Involving Asset Managers Under Italian Law in Light of the MiFID
LENER, RAFFAELE
2007-01-01
Abstract
This article describes how conflicts of interests in the provision of investment services are regulated under Italian law. The Markets in Financial Instruments Directive has been implemented in Italy in November 2007 and required the Italian legislators to amend the 1998 Financial Markets Consolidated Act (TUF). In particular, the present article focuses on the innovative means that were introduced by the Italian legislator for the purpose of both preventing and managing conflicts of interest.I documenti in IRIS sono protetti da copyright e tutti i diritti sono riservati, salvo diversa indicazione.
